B.H. – Professional Misconduct Investigation

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Charge: Obligation to disclose information to BC Financial Services Authority.

Issue: Whether our client failed to comply with his obligations under Chartered Professional Accountants and Real Estate Services rules and regulations.

Result: Mr. Gauthier was able to provide information about our client and the circumstances of the incident to the BC Financial Services Authority which led to their decision to close the file without any finding of wrongdoing or ethical breach. No further action.