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Professional Discipline

& Non-Academic Misconduct Investigations

The Allegation

Professionals in various fields, including health, education, engineering, and law, are responsible to their various commissions, colleges or societies to abide by standards of conduct that are set out by regulation. When allegations are brought forward that a member has violated a rule of conduct, the professional may face an investigation and enforcement action brought by the organization of which they are a member. In British Columbia, there is statutory authority for various organizations to be self-regulating, with respect to the rules and regulations of membership. Such organizations include:

  • College of Physicians and Surgeons of British Columbia,
  • College of Pharmacists of British Columbia,
  • College of Psychologists of British Columbia;
  • College of Registered Massage Therapists of British Columbia,
  • Law Society of British Columbia;
  • British Columbia Securities Commission,
  • BC Teacher’s Council

Post-secondary institutions – universities, colleges and technical schools – also have the power to self-regulate the behavior of students and staff under academic and non-academic misconduct policies. For example, under the University of British Columbia’s Sexual Assault and Other Sexual Misconduct Policy, a complaint can be brought against a student or faculty member which can result in termination of employment or expulsion from academic studies.

The Investigation

Professional bodies and post-secondary institutions may investigate complaints alone, or in parallel with police investigators. The rules imposed by the professional body are civil in nature and are markedly different from the laws provided under the Criminal Code and the Charter of Rights and Freedoms. For example, in a criminal investigation, a suspect has the right to remain silent. This is not the case in a professional or student misconduct allegation. To the contrary, a subject of a misconduct complaint has the obligation to cooperate in the investigation at the risk of maintaining their professional credentials or right to continue their studies.

Because on one hand there is an obligation to cooperate and on the other there is the right to remain silent, a person facing a professional misconduct allegation must exercise caution so as to not give up the right against self-incrimination in the criminal law context.

Recent Successes

R. v. B.S. – Richmond Provincial Court

Charges: Unlawful Storage of a Firearm.
Issue: Whether it was in the public interest to proceed with a criminal prosecution.
Result: Mr. Mines persuaded Crown counsel to enter a stay of proceedings on the criminal charge upon our client agreeing to a forfeiture order and 5 year prohibition. No criminal record.

R. v. D.H. – Fort Saint James Provincial Court

Charge: Assault (domestic).
Issue: Given the information about our client's circumstances and the circumstances of the incident, whether it was in the public interest for the Crown to continue wit the prosecution.
Result: Mr. Mines was able to persuade Crown counsel to enter a stay of proceedings. No criminal record.

R. v. A.K. & N.L. – Insurance Fraud Investigation

Charge: Fraud Over $5000 investigation.
Issue: Given our client's cooperation and repayment of the disputed funds, whether it was in the public interest to proceed with a police investigation and a criminal prosecution.
Result: Mr. Mines was able to persuade the insurance company to settle the matter on a civil basis. No criminal charges recommended. No criminal record.

R. v. H.L. – Insurance Fraud Investigation

Charge: Fraud Over $5000 investigation.
Issue: Given our client's cooperation and repayment of the disputed funds, whether it was in the public interest to proceed with a police investigation and a criminal prosecution.
Result: Mr. Mines was able to persuade the insurance company to settle the matter on a civil basis. No criminal charges recommended. No criminal record.

R. v. R. A. – Vancouver Provincial Court

Charges: Uttering a Threat.
Issue: Given our client's circumstances and the circumstances of the allegation, whether it was in the public interest for Crown to continue the prosecution.
Result: Mr. Mines was able to provide information to Crown that persuaaded Crown to enter a stay of proceedings. No criminal record.

R. v. C.W. – North Vancouver Provincial Court

Charges: Assault x2 (domestic).
Issue: Whether there was a public interest in proceeding with the prosecution and whether there was a substantial likelihood of a conviction.
Result: Mr. Gauthier was able to provide information to Crown counsel which led to Crown deciding to enter a stay of proceedings. No criminal record.

R. v. S.N. – Quesnel Provincial Court

Charges: Assault (by choking); assault; mischief to property.
Issue: Whether there was a public interest in proceeding with the prosecution and whether there was a substantial likelihood of a conviction.
Result: Mr. Mines was able to provide information to Crown counsel which led to Crown deciding to enter a stay of proceedings. No criminal record.

R. v. S.G. – North Vancouver Provincial Court

Charge: Assault (domestic).
Issue: Whether the police investigation met the Crown's charge approval standard.
Result: Mr. Mines was able to provide information to the RCMP investigator which ultimately led to police recommending that no charges be approved. No criminal prosecution. No further "no contact" condition. File closed.

R. v. M.L. – Prince George Provincial Court

Charge: Assault (domestic).
Issue: Whether it was contrary to the public interest for our client to be discharged on conditions.
Result: Mr. Mines was able to provide information to the Court which resulted in our client being granted a conditional discharge rather than the conviction sought by Crown counsel.

R. v. L.C. – Insurance Fraud Investigation

Charge: Fraud Over $5000 investigation.
Issue: Given our client's cooperation and repayment of the disputed funds, whether it was in the public interest to proceed with a police investigation and a criminal prosecution.
Result: Mr. Mines was able to persuade the insurance company to settle the matter on a civil basis. No criminal charges recommended. No criminal record.

R. v. M.R. – Vancouver Provincial Court

Charge: Assault (domestic).
Issue: Given the information Mr. Mines provided to Crown about the circumstances of the alleged incident, whether there was a substatial likelihood of a conviction.
Result: Mr. Mines was able to persuade Crown to not approve any charge with respect to this matter. No further bail conditions. No criminal record.

R. v. R.T. – Quesnel Provincial Court

Charges: Assault ; Mischief Under $5000 (reduced to Peace Bond).
Issue: Given our client's personal circumstances, whether there was a public interest in proceeding with a criminal prosecution.
Result: Mr. Mines was able to persuade Crown counsel to stay the criminal charges upon our client agreeing to a 12 month peace bond and a 5 year firearms prohibition. No criminal record.

The Defence

Our over 30 years’ experience as defence counsel provides us with the skill and judgement necessary to guide clients through a professional misconduct complaint, whether alone or in conjunction with a criminal investigation. From the complaint, through the investigation, to the hearing, we can provide strategies and advice that will protect your rights and that is aimed at obtaining the best possible solution. Our goal is to help keep our clients working or studying in their chosen field.

Start with a free consultation.

If you are being investigated by police or if you’ve been charged with a criminal or driving offence, don’t face the problem alone. Being accused of an offence is stressful. The prospects of a criminal record or jail sentence can be daunting. Even if you think there is no defence, we may be able to help. To schedule a free initial consultation with one of our Vancouver lawyers, contact us now.